top of page
  • henrychambers9

Compliance Officer - Fintech - £500 - £600 per day + Gym Membership - London



TRM-International has an opportunity for a Compliance Officer to become part of a multi award-winning company that is revolutionising the mortgage industry through the use of technology.



Responsibilities as a Compliance Officer:


  • Developing policies and procedures in line with legal and regulatory requirements.

  • Reviewing and updating procedures to reflect changes in legislation and the business.

  • Educating employees not only on relevant laws, regulations and best practice, but also on the implications of non-compliance.

  • Where issues are identified, recording the issue and following up with senior management, including conducting root cause analyses, and recommending appropriate mitigating actions, with plans for tracking through those actions to completion.

  • Creating and maintaining all required records, including breaches, complaints, operational risk MI and KPIs, as appropriate.

  • Reviewing and maintaining compliance training requirements.

  • Maintaining effective interactions with and reporting as required into the FCA and other regulatory bodies.



Requirements as a Compliance Officer:


  • Educated to a degree level.

  • Proven experience working in a compliance role within the UK financial industry.

  • In depth understanding FCA and PRA regulatory requirements, preferably in a mortgage-related environment.

  • Understanding of operational risk and experience identifying and mitigating against such risks.

  • Ideally, have an ICA (or equivalent) qualification.



This is an excellent chance to integrate into a company that is striving for success. You will have the opportunity to have an impact on the organisation by ensuring adherence to regulatory standards while fostering a culture of compliance and integrity.


Apply to TRM International today by sending your CV and portfolio to applications@trm-international.comor call Calum Brewis on 020 3307 4845




Komentarze


bottom of page